-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SYcQXWdw5WNcnYAeX66zJ1rS8Jz+zA28SSM7WfawiNwEjD8MxP+gfQgZGMFli7sd 9Krr+Czbs+H/UxIYfzLEhA== 0000950005-98-000200.txt : 19980218 0000950005-98-000200.hdr.sgml : 19980218 ACCESSION NUMBER: 0000950005-98-000200 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PERVASIVE SOFTWARE INC CENTRAL INDEX KEY: 0001042821 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 742693793 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-53293 FILM NUMBER: 98539441 BUSINESS ADDRESS: STREET 1: 8834 CAPITAL OF TEXAS HWY CITY: AUSTIN STATE: TX ZIP: 78719 BUSINESS PHONE: 5127941719 MAIL ADDRESS: STREET 1: 8834 CAPITAL OF TEXAS HGWY CITY: AUSTIN STATE: TX ZIP: 78719 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AUSTIN VENTURES L P CENTRAL INDEX KEY: 0000827185 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 114 W 7TH ST STREET 2: STE 1300 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 5124790055 MAIL ADDRESS: STREET 1: 114 W 7TH ST STREET 2: STE 1300 CITY: AUSTIN STATE: TX ZIP: 78701 SC 13G 1 SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No._______)* Pervasive Software, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 715710109 - -------------------------------------------------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 14 Pages Exhibit Index Contained on Page 13
- -------------------------------------------------------- --------------------------------------- CUSIP NO. 715710109 13 G Page 2 of 14 - -------------------------------------------------------- --------------------------------------- - ----------- -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Austin Ventures IV-A, L.P. ("AV IV-A") Tax ID Number: - ----------- -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ----------- -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ----------- -------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 752,117 shares, except that AV Partners IV, L.P. ("AV IV"), the BENEFICIALLY general partner of AV IV-A, and Aragona, DeAngelis, Garvey and Wood, OWNED BY EACH REPORTING the general partners of AV IV, may be deemed to have shared voting PERSON power with respect to such shares. WITH -------- ----------------------------------------------------------------------- 6 SHARED VOTING POWER See response to row 5. -------- ----------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 752,117 shares, except that AV Partners IV, L.P. ("AV IV"), the general partner of AV IV-A, and Aragona, DeAngelis, Garvey and Wood, the general partners of AV IV, may be deemed to have shared dispositive power with respect to such shares. -------- ----------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - ----------------------------------- -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 752,117 - ----------- -------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.68% - ----------- -------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ----------- -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- -------------------------------------------------------- --------------------------------------- CUSIP NO. 715710109 13 G Page 3 of 14 - -------------------------------------------------------- --------------------------------------- - ----------- -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Austin Ventures IV-B, L.P. ("AV IV-B") Tax ID Number: - ----------- -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ----------- -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ----------- -------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 1,577,940 shares, except that Austin Ventures IV, L.P. ("AV IV"), the BENEFICIALLY general partner of AV IV-B, and Aragona, DeAngelis, Garvey and Wood, OWNED BY EACH REPORTING the general partners of AV-IV, may be deemed to have shared voting PERSON power with respect to such shares. WITH -------- ----------------------------------------------------------------------- 6 SHARED VOTING POWER See response to row 5. -------- ----------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 1,577,940 shares, except that Austin Ventures IV, L.P. ("AV IV"), the general partner of AV IV-B, and Aragona, DeAngelis, Garvey and Wood, the general partners of AV-IV, may be deemed to have shared dispositive power with respect to such shares. -------- ----------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - ----------------------------------- -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,577,940 - ----------- -------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.93% - ----------- -------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ----------- -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- -------------------------------------------------------- --------------------------------------- CUSIP NO. 715710109 13 G Page 4 of 14 - -------------------------------------------------------- --------------------------------------- - ----------- -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS AV Partners IV, L.P. ("AV IV") Tax ID Number: - ----------- -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ----------- -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ----------- -------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares. BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------- ----------------------------------------------------------------------- 6 SHARED VOTING POWER 2,330,057 shares, of which 752,117 are shares directly owned by AV IV-A, and 1,577,940 are shares directly owned by AV IV-B. AV IV is the general partner of AV IV-A and AV IV-B and may be deemed to have shared voting power with respect to such shares. -------- ----------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 shares. -------- ----------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 2,330,057 shares, of which 752,117 are shares directly owned by AV IV-A, and 1,577,940 are shares directly owned by AV IV-B. AV IV is the general partner of AV IV-A and AV IV-B and may be deemed to have shared dispositive power with respect to such shares. - ----------------------------------- -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,330,057 - ----------- -------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 17.62% - ----------- -------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ----------- -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- -------------------------------------------------------- --------------------------------------- CUSIP NO. 715710109 13 G Page 5 of 14 - -------------------------------------------------------- --------------------------------------- - ----------- -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Joseph C. Aragona ("Aragona") Tax ID Number: - ----------- -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ----------- -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ----------- -------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 3,300 shares. BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------- ----------------------------------------------------------------------- 6 SHARED VOTING POWER 2,330,057 shares, of which 752,117 are shares directly owned by AV IV-A, and 1,577,940 are shares directly owned by AV IV-B. Aragona is a general partner of AV IV, the general partner of AV IV-A and AV IV-B, and may be deemed to have shared voting power with respect to such shares. -------- ----------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 3,300 shares. -------- ----------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 2,330,057 shares, of which 752,117 are shares directly owned by AV IV-A, and 1,577,940 are shares directly owned by AV IV-B. Aragona is a general partner of AV IV, the general partner of AV IV-A and AV IV-B, and may be deemed to have shared dispositive power with respect to such shares. - ----------------------------------- -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,333,357 - ----------- -------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 17.64% - ----------- -------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ----------- -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- -------------------------------------------------------- --------------------------------------- CUSIP NO. 715710109 13 G Page 6 of 14 - -------------------------------------------------------- --------------------------------------- - ----------- -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Kenneth P. DeAngelis ("DeAngelis") Tax ID Number: - ----------- -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ----------- -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ----------- -------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 3,300 shares. BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------- ----------------------------------------------------------------------- 6 SHARED VOTING POWER 2,330,057 shares, of which 752,117 are shares directly owned by AV IV-A, and 1,577,940 are shares directly owned by AV IV-B. DeAngelis is a general partner of AV IV, the general partner of AV IV-A and AV IV-B, and may be deemed to have shared voting power with respect to such shares. -------- ----------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 3,300 shares. -------- ----------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 2,330,057 shares, of which 752,117 are shares directly owned by AV IV-A, and 1,577,940 are shares directly owned by AV IV-B. DeAngelis is a general partner of AV IV, the general partner of AV IV-A and AV IV-B, and may be deemed to have shared dispositive power with respect to such shares. - ----------------------------------- -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,333,357 - ----------- -------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 17.64% - ----------- -------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ----------- -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- -------------------------------------------------------- --------------------------------------- CUSIP NO. 715710109 13 G Page 7 of 14 - -------------------------------------------------------- --------------------------------------- - ----------- -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Jeffery C. Garvey ("Garvey") Tax ID Number: - ----------- -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ----------- -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ----------------------------------- -------- ----------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 3,300 shares. BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------- ----------------------------------------------------------------------- 6 SHARED VOTING POWER 2,330,057 shares, of which 752,117 are shares directly owned by AV IV-A, and 1,577,940 are shares directly owned by AV IV-B. Garvey is a general partner of AV IV, the general partner of AV IV-A and AV IV-B, and may be deemed to have shared voting power with respect to such shares. -------- ----------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 3,300 shares. -------- ----------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 2,330,057 shares, of which 752,117 are shares directly owned by AV IV-A, and 1,577,940 are shares directly owned by AV IV-B. Garvey is a general partner of AV IV, the general partner of AV IV-A and AV IV-B, and may be deemed to have shared dispositive power with respect to such shares. - ----------------------------------- -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,333,357 - ----------- -------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 17.64% - ----------- -------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ----------- -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- -------------------------------------------------------- --------------------------------------- CUSIP NO. 715710109 13 G Page 8 of 14 - -------------------------------------------------------- --------------------------------------- - ----------- -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS William P. Wood ("Wood") Tax ID Number: - ----------- -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ----------- -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ----------- -------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares. BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------- ----------------------------------------------------------------------- 6 SHARED VOTING POWER 2,330,057 shares, of which 752,117 are shares directly owned by AV IV-A, and 1,577,940 are shares directly owned by AV IV-B. Wood is a general partner of AV IV, the general partner of AV IV-A, and AV IV-B, and may be deemed to have shared voting power with respect to such shares. -------- ----------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 shares. -------- ----------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 2,330,057 shares, of which 752,117 are shares directly owned by AV IV-A, and 1,577,940 are shares directly owned by AV IV-B. Wood is a general partner of AV IV, the general partner of AV IV-A, and AV IV-B, and may be deemed to have shared dispositive power with respect to such shares. - ----------------------------------- -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,330,057 - ----------- -------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 17.62% - ----------- -------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ----------- -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 9 of 14 ITEM 1(a). NAME OF ISSUER: Pervasive Software, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 8834 Capital of Texas Highway Austin, TX 78759 ITEM 2(a). NAME OF PERSONS FILING: This Statement is filed by Austin Ventures IV-A, L.P. ("AV IV-A"), Austin Ventures IV-B, L.P. (AV IV-B"), AV Partners IV, L.P. ("AV IV"), Joseph C. Aragona ("Aragona"), Kenneth P. DeAngelis ("DeAngelis"), Jeffrey C. Garvey ("Garvey"), and William P. Wood ("Wood"). The foregoing entities and individuals are collectively referred to as the "Reporting Persons. AV IV is the general partner of AV IV-A and AV IV-B, and may be deemed to have shared power to vote and shared power to dispose of shares of the issuer directly owned by AV IV-A and AV IV-B. Aragona, DeAngelis, Garvey and Wood are general partners of AV IV, and may be deemed to have shared power to vote and shared power to dispose of the shares of issuer directly owned by AV IV-A and AV IV-B. ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE: The address of the principal business office for each of the Reporting Persons is: 114 West Seventh Street Suite 1300 Austin, TX 78701 ITEM 2(c) CITIZENSHIP: AV IV, AV IV-A and AV IV-B are Delaware Limited Partnerships, Aragona, DeAngelis, Garvey and Wood are United States citizens. ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(e). CUSIP NUMBER: CUSIP # 715710109 ITEM 3. Not Applicable Page 10 of 14 ITEM 4. OWNERSHIP: The following information with respect to the ownership of the Common Stock of the issuer by the persons filing this Statement is provided as of December 31, 1997: (a) Amount beneficially owned: See Row 9 of cover page for each Reporting Person. (b) Percent of Class: See Row 11 of cover page for each Reporting Person. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See Row 5 of cover page for each Reporting Person. (ii) Shared power to vote or to direct the vote: See Row 6 of cover page for each Reporting Person. (iii) Sole power to dispose or to direct the disposition of: See Row 7 of cover page for each Reporting Person. (iv) Shared power to dispose or to direct the disposition of: See Row 8 of cover page for each Reporting Person. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Under certain circumstances set forth in the limited partnership agreements of AV IV, AV IV-A and AV IV-B, the general and limited partners of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the issuer owned by each such entity of which they are a partner. Page 11 of 14 ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not applicable ITEM 10. CERTIFICATION: Not applicable Page 12 of 14 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 11, 1998 Austin Ventures IV-A, L.P. /s/ John Nicholson by AV Partners IV, L.P. ----------------------------------------- Its General Partner Signature John Nicholson Chief Financial Officer/Attorney-In-Fact Austin Ventures IV-B, L.P. /s/ John Nicholson by AV Partners, IV, L.P., ----------------------------------------- Its General Partner Signature John Nicholson Chief Financial Officer/Attorney-In-Fact AV Partners, IV, L.P. /s/ John Nicholson ----------------------------------------- Signature John Nicholson Chief Financial Officer/Attorney-In-Fact Joseph C. Aragona /s/ Joseph C. Aragona ----------------------------------------- Signature Kenneth P. DeAngelis /s/ Kenneth P. DeAngelis ----------------------------------------- Signature Jeffrey C. Garvey /s/ Jeffrey C. Garvey ----------------------------------------- Signature William P. Wood /s/ William P. Wood ----------------------------------------- Signature Page 13 of 14 EXHIBIT INDEX ------------- Found on Sequentially Exhibit Numbered Page - ------- ------------- Exhibit A: Agreement of Joint Filing 15 Page 14 of 14 EXHIBIT A --------- Agreement of Joint Filing ------------------------- The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of Pervasive Software, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G. Date: February 6, 1998 Austin Ventures IV-A, L.P. /s/ John Nicholson by AV Partners IV, L.P. ------------------------------------------ Its General Partner Signature John Nicholson Chief Financial Officer/Attorney-In-Fact Austin Ventures IV-B, L.P. /s/ John Nicholson by AV Partners, IV, L.P., ------------------------------------------ Its General Partner Signature John Nicholson Chief Financial Officer/Attorney-In-Fact AV Partners, IV, L.P. /s/ John Nicholson ------------------------------------------ Signature John Nicholson Chief Financial Officer/Attorney-In-Fact Joseph C. Aragona /s/ Joseph C. Aragona ------------------------------------------ Signature Kenneth P. DeAngelis /s/ Kenneth P. DeAngelis ------------------------------------------ Signature Jeffrey C. Garvey /s/ Jeffrey C. Garvey ------------------------------------------ Signature William P. Wood /s/ William P. Wood ------------------------------------------ Signature -----END PRIVACY-ENHANCED MESSAGE-----